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 ETHICS                      COMPLIANCE  

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Most of what I did was confidential, so cannot be described in detail, but responsibilities included:
  • Risk identification, communication and mitigation
  • Controls development and rollout support
  • Staff training, awareness and education
  • Advice on specific questions and problems
  • Incident and consequence management
  • Due diligence (suppliers, mergers and acquisitions, other counterparties)
  • Compliance monitoring and assurance
  • Remediation.
My team scope covered all countries with a Downstream (distribution, refining, marketing, sales) presence, more than 60 countries with employees, many more with agents. Businesses included Manufacturing, Retail, Commercial, Chemicals, Supply & Distribution, Oil Sands and Finance, Procurement and IT. Responsibilities included businesses operated by Shell, non-operated joint venues (more than 150) and franchisees.

During my six years in role, through commitment, outreach, clarity and some luck, the businesses I supported experienced no material externally reportable events (though we had to deal with situations predating my appointment).
ORGANISATION, TONE & CULTURE
BRIBERY & CORRUPTION & AML
ANTITRUST & COMPETITION LAW
FRAUD AND ASSET PROTECTION
TRADE CONTROLS
DATA PRIVACY
BUSINESS & COUNTRY SPECIFIC RISKS
Copyright © 2023
  • HOME
  • ETHICS & COMPLIANCE
    • E&C- Organisation, Tone, Culture
    • E&C - ABC, COI & AML
    • E&C - Antitrust & Competition Law
    • E&C - Fraud and Theft
    • E&C - Trade Controls & Sanctions
    • E&C - Data Privacy
    • E&C- Business & Country Risk
  • CYBER-SECURITY
  • KENYA
    • Multi-Party Politics in Kenya
    • Kenya: A History Since Independence
    • Other Writings on Kenya
    • Kenya Photographs
  • KENYA BLOG
  • BLOG
  • BIOGRAPHY
    • IT-Related Articles
  • CONTACT